Regulatory Compliance

Regulatory reporting requirements for the banking sector are ever-increasing, posing significant challenges for banks. The EU Capital Requirement Directive (CRD), implemented through UK law, introduced Internal Capital Adequacy Assessment Process (ICAAP) and Internal Liquidity Adequacy Assessment (ILAA) documents and the Pillar III disclosures.

EU Capital Requirements Regulation (CRR) requires institutions to complete the EU Common Reporting (COREP) in addition to the local prudential templates (FSA returns.) Finally, a Recovery and Resolution Plan (RRP) compliant with the UK regulation and the EU Bank Recovery and Resolution Directive (BRRD) should be maintained. We can help you in successfully facing the challenge of completing all these reports in a timely and efficient manner taking into consideration any changes to the regulatory environment.

We lead and facilitate discussions on critical regulatory topics at seminars and in thought leadership articles to provide a platform to our clients to share their experiences and views.

Our service areas:

  • Regulatory authorisations
  • Regulatory relations and developments
  • Prudential regulatory services
  • Regulatory Reporting
  • Conduct of business and market conduct
  • Governance, risk management and internal controls
  • Financial crime
  • Skilled persons (s166) reviews
  • Market Integrity
  • Operational resilience 

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For more information on how we can help, please contact us.

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